Free practice questions for finance exams
Sample questions with clear explanations, the basic facts of each exam and study tips. Written by ELLE for women preparing for their licenses and designations.
SIE
The Securities Industry Essentials (SIE) exam is the first step into the securities industry. It covers markets, products and the…
5 free questions → FINRASeries 7
The Series 7 qualifies a General Securities Representative to sell most kinds of securities. It is taken with the SIE and require…
5 free questions → NASAA (administered by FINRA)Series 63
The Series 63 (Uniform Securities Agent State Law) covers state securities rules and ethics for agents. Most states require it to…
5 free questions → NASAA (administered by FINRA)Series 65
The Series 65 (Uniform Investment Adviser Law) qualifies you as an investment adviser representative in most states. It covers ec…
5 free questions → NASAA (administered by FINRA)Series 66
The Series 66 (Uniform Combined State Law) combines much of the Series 63 and 65. Taken with the Series 7, it lets you register a…
5 free questions → CFP BoardCFP
The CFP® Certification Exam tests how you apply financial planning knowledge to real situations, across eight areas from professi…
5 free questions →Prepare in full with ELLE Certify
ELLE Certify builds a study plan to your exam date, with practice by topic, timed exams, a coach that explains every answer, and a list of the questions you missed. All inside a community of women who have been where you are.
Practice questions written by ELLE for study only. ELLE is not affiliated with or endorsed by FINRA, NASAA, the SEC or CFP Board. CFP® and CERTIFIED FINANCIAL PLANNER® are certification marks owned by Certified Financial Planner Board of Standards, Inc.